Privacy Policy & Disclaimer

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Douglas Bagwell & Co., LLC ("Douglas Bagwell") maintains this site with the understanding that it is not engaging in the rendering of legal or investment advice nor investment services. This is not an offer to buy or sell securities. Service is offered only to those that reside in the jurisdiction of the state or states in which Douglas Bagwell is registered or licensed to render investment advice and/or other financial services.

Information or opinions posted on this site are presented solely for informative purposes and are not intended to be nor should they be construed as investment advice. Douglas Bagwell makes no guarantee as to the accuracy, thoroughness or quality of the information, for either contents or links, and is not responsible for errors or omissions. The companies mentioned herein may carry a high investment risk; readers should carefully review any information with a registered investment adviser. The information contained in this site is believed to be reliable but no guarantee or representation is made as to its completeness or accuracy, and such information is subject to change without notice. The information contained on this or any linked sites is not to be considered an endorsement by Douglas Bagwell of any company or their securities. Douglas Bagwell staff members, Officers or Directors of Douglas Bagwell may hold positions in the companies mentioned herein from time to time, and reserve the right to buy or sell such securities without notice, subject to applicable securities legislation. This site is provided on the express condition, to which all making use thereof assent, that no liability shall be incurred by Douglas Bagwell or any of its Officers, Directors, staff members or affiliates.


Douglas Bagwell appreciates the privacy concerns and expectations of our customers. We are committed to maintaining a high level of privacy and confidentiality when it comes to your personal information and we use that information only where permitted by law.

We provide this privacy notice to you so that you may understand our policy with regard to the collection and disclosure of non-public personal information (“Information”) pertaining to you.

Collection of Information
We collect non-public personal information about you from the following sources:
Information we receive from you on applications or other forms; and Information about your transactions with us. 


We do not disclose any Information about our customers or former customers to third parties except to the extent necessary to service your account, as permitted by law. 


We restrict access to your Information except to the extent necessary to provide products or services to you. We maintain physical, electronic and procedural safeguards that comply with federal regulations to guard your Information.

Our privacy policy applies only to those individual investors who have a direct customer relationship with us. If you are an individual of record of one of the Douglas Bagwell Advisers or Companies, we consider you to be a customer of that Adviser or Company and our privacy policies apply to you. If you own fund shares or receive investment services through a relationship with a third-party broker, bank, investment adviser or other financial service provider, and that third party is the owner of record on the Douglas Bagwell books, that third-party’s privacy policies may apply to you.

Please see our ADV Part 2 disclosure for complete PRIVACY POLICY for our investment clients.